| 1 | Define the correct product identity | Confirm whether the material is trehalose dihydrate or anhydrous trehalose, and specify the intended food, pharmaceutical, cosmetic, or technical use. | Product specification, technical data sheet, safety data sheet, and product label. | The chemical form, grade, CAS number, and intended application are consistent across all documents. Trehalose is commonly identified by CAS No. 99-20-7. | Reject ambiguous descriptions such as “sugar powder” without a defined specification. |
| 2 | Review the complete COA | Check identity, assay, moisture or loss on drying, appearance, pH where applicable, microbiology, contaminants, test methods, and specification limits. | A signed or authorized Certificate of Analysis linked to a specific production lot. | Every reported result has a unit, test method or method reference, specification limit, test date, lot number, and approval status. | Do not accept a generic COA that is not lot-specific. |
| 3 | Match the COA to the delivered lot | Compare the lot number, manufacturing date, retest or expiry date, package count, and quantity on the COA with the shipment. | Photographs of labels, receiving records, packing list, invoice, and the original COA. | All shipped bags or containers can be traced to the corresponding lot and production records. | Quarantine mismatched or untraceable material. |
| 4 | Audit HACCP controls | Determine whether the supplier has conducted hazard analysis for biological, chemical, physical, and allergen risks. | HACCP plan, hazard analysis, critical control point records, corrective-action logs, and verification records. | The plan identifies hazards relevant to raw materials, processing, packing, storage, and transport, with defined monitoring responsibilities. | Request a current summary or controlled audit access where confidential details apply. |
| 5 | Verify ISO 22000 status | Confirm that the food safety management system covers the site and activities used to manufacture, pack, store, or release the trehalose. | Current certificate, certification scope, certificate number, issuing certification body, and validity dates. | The certificate is valid, independently issued, and its scope includes the relevant product and manufacturing location. | Verify the certificate with the certification body or its public register when available. |
| 6 | Require lot-based laboratory testing | Establish which tests are performed for every lot and which are performed periodically based on risk, customer requirements, or regulations. | Sampling plan, laboratory reports, method validation or verification records, and laboratory accreditation details. | Each released lot has documented identity and quality testing; high-risk contaminants are assessed at a defined frequency. | Add lot-testing frequency and retained-sample requirements to the purchase agreement. |
| 7 | Check microbiological quality | Review total aerobic count, yeast and mold, specified pathogens, and any organism relevant to the intended use. | Lot-specific microbiology results, sampling procedure, laboratory method, and environmental monitoring summary where applicable. | Results meet the agreed specification and applicable food or pharmaceutical requirements. Limits must be defined for the intended market. | Do not use a single universal limit; confirm the destination-market requirement. |
| 8 | Assess chemical and physical contaminants | Evaluate heavy metals, pesticide residues, residual solvents where relevant, foreign matter, adulteration risk, and allergen cross-contact. | Risk assessment, supplier raw-material controls, contaminant test reports, allergen statement, and foreign-material prevention records. | Controls are based on the product’s source, process, intended use, and destination-country regulations. | Define required analytes and reporting limits before issuing the purchase order. |
| 9 | Control packaging and storage | Inspect food-contact packaging, seal integrity, moisture protection, palletization, warehouse conditions, and transport controls. | Packaging specification, certificate of conformity, warehouse records, shipping conditions, and receiving inspection photographs. | Containers are clean, sealed, undamaged, properly labeled, and protected from moisture, heat, pests, and chemical odors. | Apply FEFO inventory control and record any damaged or wet packaging. |
| 10 | Test the first shipment and monitor consistency | Compare an incoming sample with the approved specification before full-scale use, then trend results across subsequent lots. | Receiving test report, retain sample, deviation log, supplier corrective-action report, and lot trend chart. | The sample passes identity, appearance, moisture, assay, and agreed safety tests, with no unexplained adverse trend. | Approve, conditionally approve, or reject the supplier using documented quality criteria. |